The Sarbanes-Oxley Act (SOX) was enacted to protect investors by improving the accuracy and reliability of corporate disclosures. For publicly traded companies—and many private companies preparing for growth or acquisition—SOX compliance isn’t optional. At Cortez & Associates, we help businesses navigate these complex requirements by implementing, testing, and refining internal control systems that meet SOX standards.

Our SOX compliance services focus on establishing effective controls over financial reporting (ICFR), documenting processes, and identifying gaps in your control environment. We perform control testing, risk assessments, and walkthroughs to ensure that your systems are both compliant and efficient. Whether you’re preparing for a first-year audit, managing annual compliance responsibilities, or responding to regulatory scrutiny, we provide the guidance and hands-on support needed to stay aligned with the law.

We also help businesses develop clear documentation, train internal teams, and communicate findings to management and audit committees. Our approach is practical, risk-based, and tailored to the size and complexity of your organization.

SOX compliance is more than a regulatory burden—it’s a framework for accountability and long-term credibility. With Cortez & Associates, you’ll have a partner who understands the importance of transparency and has the expertise to help you build it into every level of your operation.